Financial Advisors Websites
The SEC Marketing Rule changed the game. Your website needs to keep up.
Need a new website?
Conformance-Ready Build
Every build includes ADV delivery, fee disclosures, privacy policy, and conformance pages at no extra cost.
Every build includes:
- SEC Marketing Rule 206(4)-1 informed design
- Testimonial and endorsement pages with required disclosures
- Performance presentation framework with proper context
- ADV Part 2 brochure integration and delivery
- Fee disclosure pages with clear presentation
- Social media policy framework
- Client portal with appropriate security indicators
- Full SEO setup: local search, schema markup, advisor profiles, Google Business Profile
- ADA/WCAG accessibility built in from day one
- Full 5,676++ point website conformance review included
- and more
Already have a website?
Conformance Retrofit
$3,500
- Full SEC Marketing Rule conformance audit
- Testimonial disclosure implementation
- Performance claim review and updates
- Fee and compensation disclosure review
- ADV integration and delivery setup
- Verification re-check after fixes
Fix Specification
$1,500
Have your own developer? We deliver a detailed fix specification document with every finding prioritized and explained in plain English. They implement. We verify with a re-audit ($500).
Get StartedMonthly Plans
Standard Care
$150/month
- Hosting, backups, CMS/plugin updates
- 1 hr content changes per month
- Quarterly automated re-audit (5,676++ checks)
- Uptime monitoring
- Monthly keyword ranking screenshot
SEC exam deficiency letters lead to enforcement actions and public disclosure
Examiners check your website. Every testimonial, performance claim, and missing disclosure is a finding waiting to happen.
Frequently Asked Questions
Can I use client testimonials now?
The SEC Marketing Rule now allows testimonials and endorsements with proper disclosures. We set up the framework with the required disclosure language. Your compliance officer should review the final implementation.
What disclosures do I need on my website?
At minimum, you need ADV Part 2 access, fee disclosures, and proper testimonial disclosures if you use them. We build all of these into your site structure.
Does the Marketing Rule apply to my social media too?
Yes. We include a social media policy framework in your build so you know what the guardrails look like across all your online presence.
What happens during an SEC exam?
Examiners review your website and marketing materials. Having proper disclosures and documentation in place before an exam is significantly less expensive than addressing deficiency findings after one.
What does the 5,676++ point review check?
It reviews your site the way regulators, search engines, and accessibility auditors do. That includes checks specific to financial advisor websites, SEC Marketing Rule requirements, ADA/WCAG accessibility, security, SEO, and performance. The same process has flagged issues on Fortune 500 company websites.
What does monthly monitoring include?
We re-run the full audit every month and alert you to new issues. SEC guidance updates, accessibility standards change, and regulatory requirements evolve. Monthly monitoring means you stay ahead of your next exam.
Not sure where you stand?
Run a Free Conformance Checkup"Conformance-Ready" and "Conformance Retrofit" mean we build or update your website with known regulatory requirements in mind based on our research and industry experience. This does not mean your website is legally conformant. Only a qualified attorney can determine legal conformance for your specific situation.